DSpace - Tor Vergata >
Facoltà di Economia >
Tesi di dottorato in economia >

Please use this identifier to cite or link to this item: http://hdl.handle.net/2108/610

Title: La Funzione compliance nelle banche italiane
Authors: Nadotti, Loris L. M.
Gallo, Manuela
Keywords: compliance function
compliance risk
internal control system
reputational risk
corporate governance
Issue Date: 1-Sep-2008
Abstract: The Basel Committee document, “Compliance and compliance function in banks”, published in April 2005, introduces an independent function in bank organisation, for the identification, evaluation and monitoring of compliance risk; that is the risk of incurring economic and reputational damage, deriving from non-conformity to laws, regulations of behaviour codes. With this document the Committee has provided indications for the constitution of a compliance unit in all banks, with which the national supervisory authorities have fallen (or are falling) in line with the adoption of new supervisory instructions, which will determine significant changes, regarding the evolution of the functions carried out by the bodies set in charge of internal control. Compliance activity was introduced for the first time in Italy with the consultation document of the Bank of Italy of August 2006, which represents an initial document taking into account the orientation of the Basel Committee. This work is d...
Description: 19. ciclo
URI: http://hdl.handle.net/2108/610
Appears in Collections:Tesi di dottorato in economia

Files in This Item:

File Description SizeFormat
Tesi dottorato Gallo Manuela XIX ciclo.pdf1508KbAdobe PDFView/Open

Show full item record

All items in DSpace are protected by copyright, with all rights reserved.